Home/Filings/4/0001225208-14-023051
4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001225208-14-023051

CIK 0001500213operating

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 6:00 AM ET

Size

11.7 KB

Accession

0001225208-14-023051

Insider Transaction Report

Form 4
Period: 2014-11-10
Transactions
  • Purchase

    Common Stock

    2014-11-10$11.32/sh+14$1584,875 total(indirect: By IRA)
  • Purchase

    Common Stock

    2014-11-10$11.33/sh+221$2,5044,861 total(indirect: By IRA)
Holdings
  • Common Stock

    (indirect: By Stock Award II)
    750
  • Stock Options

    Exercise: $13.93From: 2008-06-14Exp: 2017-06-14Common Stock (8,981 underlying)
    8,981
  • Stock Options

    Exercise: $11.71From: 2014-10-24Exp: 2024-02-26Common Stock (8,981 underlying)
    8,981
  • Common Stock

    2,966
  • Common Stock

    (indirect: By Performance Stock Award)
    1,312
Footnotes (5)
  • [F1]Since the reporting person's last report 188 shares of Performance Stock awards vested and are now held directly and 90 shares and 375 shares previously held by Stock Award and Stock Award II, respectively, have vested and are now owned directly.
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2014.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 6:00 AM ET
Size
11.7 KB