Sally Beauty Holdings, Inc. 4
4 · Sally Beauty Holdings, Inc. · Filed Nov 24, 2014
Insider Transaction Report
Form 4
WINTERHALTER GARY
DirectorPresident & CEO
Transactions
- Sale
Common Stock
2014-11-20$30.75/sh−148,765$4,574,122→ 0 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-24$23.49/sh−150,000$3,523,500→ 150,000 totalExercise: $23.49Exp: 2022-10-29→ Common Stock (150,000 underlying) - Sale
Common Stock
2014-11-24$31.17/sh−150,000$4,675,545→ 214,506 total - Gift
Common Stock
2013-11-05+13,971→ 137,601 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2014-11-24$23.49/sh+150,000$3,523,500→ 364,506 total - Sale
Common Stock
2014-11-20$30.81/sh−50,966$1,570,482→ 0 total(indirect: By Trust) - Gift
Common Stock
2013-11-05−13,971→ 225,670 total - Gift
Common Stock
2014-11-13−11,164→ 214,506 total - Exercise/Conversion
Common Stock
2014-11-20$19.21/sh+249,000$4,783,290→ 463,506 total - Sale
Common Stock
2014-11-20$30.89/sh−249,000$7,690,963→ 214,506 total - Gift
Common Stock
2014-11-13+11,164→ 148,765 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-20$19.21/sh−249,000$4,783,290→ 83,000 totalExercise: $19.21Exp: 2021-10-26→ Common Stock (249,000 underlying) - Sale
Common Stock
2014-11-20$30.81/sh−50,965$1,570,456→ 0 total(indirect: By Trust)
Footnotes (11)
- [F1]Reflects a gift of shares directly beneficially owned by the reporting person to the Gary G. and Joanne Winterhalter Trust, of which he is co-trustee and his children are beneficiaries. The reporting person reports the shares held by such trust as being indirectly beneficially owned by the reporting person.
- [F10]The options vest annually in four equal installments beginning on October 25, 2012.
- [F11]The options vest annually in four equal installments beginning on October 28, 2013.
- [F2]Reflects the weighted average sale price. The range of prices for these transactions was $30.65 to $31.08. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average sale price. The range of prices for these transactions was $31.05 to $31.37. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Shares held by the Gary G. and Joanne Winterhalter Trust. Proceeds from the sale of shares held in the Gary G. and Joanne Winterhalter Trust benefit the reporting person's children as beneficiaries of the trust.
- [F5]Reflects the weighted average sale price. The range of prices for these transactions was $30.69 to $30.90. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects the weighted average sale price. The range of prices for these transactions was $30.52 to $31.02. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
- [F8]Reflects the weighted average sale price. The range of prices for these transactions was $30.52 to $31.04. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F9]Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.