RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 26, 2014
Insider Transaction Report
Form 4
HABERMEYER H WILLIAM JR
Director
Transactions
- Exercise/Conversion
Common Stock
2014-11-24$26.69/sh+2,500$66,725→ 2,500 total - Sale
Common Stock
2014-11-24$56.23/sh−2,500$140,572→ 0 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-11-24−2,500→ 0 totalExercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying)
Footnotes (2)
- [F1]The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average sale price. The range of prices for such transaction was $56.22 to $56.24.