4//SEC Filing
PULASKI FINANCIAL CORP 4
Accession 0001225208-14-025073
CIK 0001062438operating
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 3:15 PM ET
Size
14.0 KB
Accession
0001225208-14-025073
Insider Transaction Report
Form 4
Bjorkman Brian J
President - Commercial Lending
Transactions
- Disposition to Issuer
Common Stock
2014-12-12−11,250→ 11,250 total(indirect: By Stock Award IV) - Tax Payment
Common Stock
2014-12-12$11.92/sh−3,752$44,724→ 26,317.977 total
Holdings
- 15,000
Stock Option (right to buy)
Exercise: $13.00From: 2006-01-27Exp: 2015-01-27→ Common Stock (15,000 underlying) - 10,000
Stock Option (right to buy)
Exercise: $17.25From: 2006-10-14Exp: 2015-10-14→ Common Stock (10,000 underlying) - 50,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (50,000 underlying) - 7,252.82(indirect: By KSOP)
Common Stock
- 10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying) - 67,294.6
Stock pursuant to Deferred Compensation Agreement
→ Common Stock (67,294.6 underlying)
Footnotes (5)
- [F1]Since the reporting person's last report, 11,250 shares previously held by Stock Award IV have vested and are now held directly.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- [F5]Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeoperating
IncorporatedMO
Related Parties
1- filerCIK 0001062438
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 3:15 PM ET
- Size
- 14.0 KB