Home/Filings/4/0001225208-14-025073
4//SEC Filing

PULASKI FINANCIAL CORP 4

Accession 0001225208-14-025073

CIK 0001062438operating

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 3:15 PM ET

Size

14.0 KB

Accession

0001225208-14-025073

Insider Transaction Report

Form 4
Period: 2014-12-12
Bjorkman Brian J
President - Commercial Lending
Transactions
  • Disposition to Issuer

    Common Stock

    2014-12-1211,25011,250 total(indirect: By Stock Award IV)
  • Tax Payment

    Common Stock

    2014-12-12$11.92/sh3,752$44,72426,317.977 total
Holdings
  • Stock Option (right to buy)

    Exercise: $13.00From: 2006-01-27Exp: 2015-01-27Common Stock (15,000 underlying)
    15,000
  • Stock Option (right to buy)

    Exercise: $17.25From: 2006-10-14Exp: 2015-10-14Common Stock (10,000 underlying)
    10,000
  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19Common Stock (50,000 underlying)
    50,000
  • Common Stock

    (indirect: By KSOP)
    7,252.82
  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03Common Stock (10,000 underlying)
    10,000
  • Stock pursuant to Deferred Compensation Agreement

    Common Stock (67,294.6 underlying)
    67,294.6
Footnotes (5)
  • [F1]Since the reporting person's last report, 11,250 shares previously held by Stock Award IV have vested and are now held directly.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives.
  • [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
  • [F5]Each share pursuant to the Deferred Compensation Agreement is the economic equivalent of one share of common stock. The shares pursuant to the Deferred Compensation Agreement become payable, in shares of common stock, upon the reporting person's termination of employment.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001062438

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 3:15 PM ET
Size
14.0 KB