RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 17, 2014
Insider Transaction Report
Form 4
Matecki Paul
Sr. VP - General Counsel
Transactions
- Award
Restricted Stock Units
2014-12-15+344→ 344 totalFrom: 2017-12-15Exp: 2017-12-15→ Common Stock (344 underlying) - Exercise/Conversion
Common Stock
2014-12-15+381→ 30,298 total - Exercise/Conversion
Restricted Stock Units
2014-12-15−381→ 0 totalFrom: 2014-12-15Exp: 2014-12-15→ Common Stock (381 underlying)
Holdings
- 4,180(indirect: ESOP)
Common Stock
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2014.
- [F3]Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F4]Award of restricted stock units as portion of annual bonus under 2012 Stock Incentive Plan.