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4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001225208-15-001740

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 10:28 AM ET

Size

15.9 KB

Accession

0001225208-15-001740

Insider Transaction Report

Form 4
Period: 2015-01-21
SI Financial Group, Inc.SIFI
HULL BRIAN J
EVP, CFO & Treasurer
Transactions
  • Exercise/Conversion

    Stock Options

    2015-01-21−3,592→ 898 total
    Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (3,592 underlying)
  • Exercise/Conversion

    Common Stock

    2015-01-21$5.68/sh+3,592$20,403→ 38,720 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    17,860.274

  • Stock Options

    Exercise: $9.40From: 2012-02-16Exp: 2021-02-16→ Common Stock (7,500 underlying)
    7,500

  • Common Stock

    (indirect: By Stock Award)
    6,250

  • Stock Options

    Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (22,053 underlying)
    22,053

  • Stock Options

    Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (40,000 underlying)
    40,000

  • Common Stock

    (indirect: By ESOP)
    7,586.233

  • Common Stock

    (indirect: By Children)
    449

  • Common Stock

    (indirect: By Performance Stock Award)
    10,937

  • Common Stock

    (indirect: By Children)
    449
Footnotes (7)
  • [F1]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
  • [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
  • [F7]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 10:28 AM ET
Size
15.9 KB
View on SEC.gov