5//SEC Filing
BABSON CAPITAL CORPORATE INVESTORS 5
Accession 0001225208-15-003924
$MCICIK 0000275694other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 12:23 PM ET
Size
10.8 KB
Accession
0001225208-15-003924
Insider Transaction Report
Form 5
Clegg Bernadette
Other
Transactions
- Other
Babson Capital Non Qualified Thrift Plan
2014-08-28$15.36/sh+281.704$4,327→ 281.704 total→ Common Shares ("Shares of Beneficial Interest") (281.704 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2014-11-03$15.46/sh+5.466$85→ 287.171 total→ Common Shares ("Shares of Beneficial Interest") (5.466 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2014-12-31$15.89/sh+5.422$86→ 292.592 total→ Common Shares ("Shares of Beneficial Interest") (5.422 underlying)
Footnotes (3)
- [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F2]Babson Capital Management LLC and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Babson Capital Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Babson Capital Corporate Investors represented by the value of the Babson Capital Corporate Investors investment option under the plan held by the plan participant.
- [F3]Purchased pursuant to a dividend reinvestment plan.
Documents
Issuer
BABSON CAPITAL CORPORATE INVESTORS
CIK 0000275694
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0000275694
Filing Metadata
- Form type
- 5
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 12:23 PM ET
- Size
- 10.8 KB