CAI International, Inc. 4

Accession 0001225208-15-004599

CIK 0001388430operating

View on SEC.gov Company Profile

Filed

Feb 17, 7:00 PM ET

Accepted

Feb 18, 7:28 PM ET

Size

22.3 KB

Accession

0001225208-15-004599

Insider Transaction Report

Form 4

Period: 2015-02-13

CAI International, Inc.CAP

Nishibori Masaaki

DirectorPresident and CEO

Transactions

Exercise/Conversion
Stock Option (right to buy)
2015-02-18−100,000→ 0 total
Exercise: $5.60Exp: 2019-06-04→ Common Stock (100,000 underlying)
Exercise/Conversion
Common Stock
2015-02-13$15.00/sh+44,968$674,520→ 44,968 total
Sale
Common Stock
2015-02-13$24.78/sh−44,968$1,114,226→ 0 total
Exercise/Conversion
Common Stock
2015-02-17$15.00/sh+70,786$1,061,790→ 70,786 total
Sale
Common Stock
2015-02-17$24.47/sh−70,786$1,732,013→ 0 total
Exercise/Conversion
Common Stock
2015-02-18$15.00/sh+138,490$2,077,350→ 138,490 total
Exercise/Conversion
Common Stock
2015-02-18$5.60/sh+100,000$560,000→ 238,490 total
Sale
Common Stock
2015-02-18$23.61/sh−238,490$5,630,081→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2015-02-13−44,968→ 209,276 total
Exercise: $15.00Exp: 2017-05-15→ Common Stock (44,968 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-02-17−70,786→ 138,490 total
Exercise: $15.00Exp: 2017-05-15→ Common Stock (70,786 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-02-18−138,490→ 0 total
Exercise: $15.00Exp: 2017-05-15→ Common Stock (138,490 underlying)

Footnotes (5)

[F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.47 to $25.27, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.80, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.53 to $24.45, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The option vested with respect to 25% of the shares on May 15, 2008 and an additional 1/48th of the shares monthly thereafter.
[F5]The option vested with respect to 25% of the shares on June 5, 2010 and an additional 1/48th of the shares monthly thereafter.

Documents

1 file

4
doc4.xmlPrimary

Issuer

CAI International, Inc.

CIK 0001388430

→

Entity typeoperating

Related Parties

filerCIK 0001388430

Filing Metadata

Form type: 4
Filed: Feb 17, 7:00 PM ET
Accepted: Feb 18, 7:28 PM ET
Size: 22.3 KB

View on SEC.gov