4//SEC Filing
LEXMARK INTERNATIONAL INC /KY/ 4
Accession 0001225208-15-005034
CIK 0001001288operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:18 PM ET
Size
10.2 KB
Accession
0001225208-15-005034
Insider Transaction Report
Form 4
Patton Robert J
VP, Gen Counsel & Secretary
Transactions
- Award
Class A Common Stock
2015-02-18+6,200→ 56,561 total - Award
Class A Common Stock
2015-02-18+3,510→ 60,071 total - Award
Class A Common Stock
2015-02-18+3,127→ 63,198 total
Holdings
- 13,701.979(indirect: By 401(k))
Class A Common Stock
Footnotes (4)
- [F1]Represents an award to the Reporting Person of an equal number of restricted stock units (RSUs) granted pursuant to the Issuer's 2013 Equity Compensation Plan, which are scheduled to vest and settle in three approximately equal annual installments (34%, 33%, and 33% per year) on February 24th immediately following the first, second and third anniversaries of the grant date, respectively.
- [F2]Represents an award to the Reporting Person of an equal number of performance-based restricted stock units (PRSUs) granted pursuant to the Issuer's stock incentive plan, as approved by the Compensation and Pension Committee of the Board of Directors (the "Committee") on February 18, 2015. On February 19, 2014, the Reporting Person was granted an opportunity to earn a maximum of 5,800 PRSUs (2,900 PRSUs at Target), subject to the achievement of the performance measure during the 2014 performance period. The Committee reviewed and certified the business results for the PRSUs on February 18, 2015 and determined that performance at 121% of Target had been attained for the performance period. The earned PRSUs will become vested and settle in three approximately equal installments (34%, 33% and 33%) on February 24, 2015, February 24, 2016 and February 24, 2017, respectively.
- [F3]Represents an award to the Reporting Person of an equal number of PRSUs granted pursuant to the Issuer's stock incentive plan, as approved by the Committee on February 18, 2015. On February 22, 2012, the Reporting Person was granted an opportunity to earn a maximum of 13,400 PRSUs (6,700 PRSUs at Target), subject to the achievement of the performance measure during the 2012-2014 performance period. The Committee reviewed and certified the business results for the PRSUs on February 18, 2015 and determined that performance at 47% of Target had been attained for the performance period. 100% of the earned PRSUs will settle on February 24, 2015.
- [F4]34,300 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested.
Documents
Issuer
LEXMARK INTERNATIONAL INC /KY/
CIK 0001001288
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001288
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:18 PM ET
- Size
- 10.2 KB