SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Mar 4, 2015
Insider Transaction Report
Form 4
Allen Jay L
EVP - Human Resources
Transactions
- Exercise/Conversion
Common Stock
2015-03-02$16.40/sh+10,089$165,460→ 15,742.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$29.77/sh+8,397$249,979→ 24,139.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$13.91/sh+8,264$114,952→ 32,403.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-02$18.66/sh+7,926$147,899→ 40,329.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$30.15/sh−7,926$238,969→ 32,403.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$29.36/sh−8,264$242,631→ 24,139.565 total(indirect: By Trust) - Sale
Common Stock
2015-03-02$29.85/sh−10,089$301,158→ 14,050.565 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2015-03-03$29.95/sh+3,005$90,000→ 17,055.565 total(indirect: By Trust) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−7,926→ 0 totalExercise: $18.66From: 2012-03-01Exp: 2021-03-01→ Common Stock (7,926 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−8,264→ 8,265 totalExercise: $13.91From: 2013-03-01Exp: 2022-03-01→ Common Stock (8,264 underlying) - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-02−10,089→ 20,178 totalExercise: $16.40From: 2014-03-01Exp: 2023-03-01→ Common Stock (10,089 underlying) - Award
Nonqualified Stock Option (right to buy)
2015-03-02+66,186→ 66,186 totalExercise: $30.17From: 2016-03-02Exp: 2025-03-02→ Common Stock (66,186 underlying)
Holdings
- 1,768(indirect: by ESPP)
Common Stock
Footnotes (4)
- [F1]Shares acquired on the vesting of restricted stock units.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- [F3]This transaction was executed in multiple trades at prices ranging from $29.78 to $30.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.