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4//SEC Filing

CUMMINS INC 4

Accession 0001225208-15-007397

$CMICIK 0000026172operating
View on SEC.govCompany Profile

Filed

Mar 9, 8:00 PM ET

Accepted

Mar 10, 3:11 PM ET

Size

20.2 KB

Accession

0001225208-15-007397

Insider Transaction Report

Form 4
Period: 2015-03-06
CUMMINS INCCMI
Yoder Lisa M
VP-Global Supp. & Mfg.
Transactions
  • Award

    Common

    2015-03-06+868→ 5,920.826 total
  • Tax Payment

    Common

    2015-03-06$142.23/sh−16$2,276→ 870.39 total(indirect: By Spouse)
  • Tax Payment

    Common

    2015-03-06$142.23/sh−279$39,682→ 5,641.826 total
  • Award

    Common

    2015-03-06+43→ 886.39 total(indirect: By Spouse)
Holdings

  • Stock Option (Right-to-Buy)

    (indirect: By Spouse)
    Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (145 underlying)
    145

  • Stock Option (Right-to-Buy)

    Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,210 underlying)
    2,210

  • Stock Option (Right-to-Buy)

    Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (4,770 underlying)
    4,770

  • Stock Option (Right-to-Buy)

    Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (3,740 underlying)
    3,740

  • Stock Option (Right-to-Buy)

    Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (980 underlying)
    980

  • Stock Option (Right-to-Buy)

    Exercise: $67.58From: 2012-06-01Exp: 2020-06-01→ Common (820 underlying)
    820

  • Stock Option (Right-to-Buy)

    (indirect: By Spouse)
    Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (99 underlying)
    99

  • Common

    (indirect: By 401(k))
    1,893.17

  • Stock Option (Right-to-Buy)

    Exercise: $78.58From: 2012-08-01Exp: 2020-08-01→ Common (820 underlying)
    820
Footnotes (3)
  • [F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
  • [F2]Reflects 0.081 shares that had been acquired under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
  • [F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

1 file

Issuer

CUMMINS INC

CIK 0000026172

→
Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0000026172

Filing Metadata

Form type
4
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 3:11 PM ET
Size
20.2 KB
View on SEC.gov