SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Mar 10, 2015
Insider Transaction Report
Form 4
McCool James D
EVP - Institutional Services
Transactions
- Sale
Common Stock
2015-03-06$31.39/sh−74,000$2,322,904→ 110,837.992 total - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-03-06−74,000→ 73,591 totalExercise: $17.38From: 2010-11-02Exp: 2019-11-02→ Common Stock (74,000 underlying) - Exercise/Conversion
Common Stock
2015-03-06$17.38/sh+74,000$1,286,120→ 184,837.992 total
Holdings
- 5,297.286(indirect: by ESOP)
Common Stock
- 29,361.024(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $31.00 to $31.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.