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SI Financial Group, Inc. 4

Accession 0001225208-15-008683

CIK 0001500213operating

View on SEC.gov Company Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 12:46 PM ET

Size

17.0 KB

Accession

0001225208-15-008683

Insider Transaction Report

Form 4

Period: 2015-03-26

SI Financial Group, Inc.SIFI

Director

Transactions

Tax Payment
Common Stock
2015-03-27$12.08/sh−4,284$51,751→ 9,326 total
Tax Payment
Common Stock
2015-03-26$12.23/sh−7,943$97,143→ 9,010 total
Exercise/Conversion
Stock Options
2015-03-26−8,634→ 9,328 total
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (8,634 underlying)
Exercise/Conversion
Common Stock
2015-03-26$11.25/sh+8,634$97,133→ 16,953 total
Exercise/Conversion
Common Stock
2015-03-27$11.25/sh+4,600$51,750→ 13,610 total
Exercise/Conversion
Stock Options
2015-03-27−4,600→ 4,728 total
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (4,600 underlying)

Holdings

Common Stock
(indirect: By Stock Award)
750
Common Stock
(indirect: By Performance Stock Award)
937
Common Stock
(indirect: By Children)
22
Common Stock
(indirect: By IRA)
9,907
Common Stock
(indirect: By Children)
43

Footnotes (4)

[F1]Since the reporting person's last report 375 shares held by Performance Stock Award have vested and are now owned directly.
[F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
[F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
[F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.

Documents

1 file

4
doc4.xmlPrimary

Issuer

SI Financial Group, Inc.

CIK 0001500213

Entity typeoperating

Related Parties

1

filerCIK 0001500213

Filing Metadata

Form type: 4
Filed: Mar 29, 8:00 PM ET
Accepted: Mar 30, 12:46 PM ET
Size: 17.0 KB

View on SEC.gov