Home/Filings/4/0001225208-15-009344
4//SEC Filing

REGIONS FINANCIAL CORP 4

Accession 0001225208-15-009344

$RFCIK 0001281761operating

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 6:12 PM ET

Size

12.4 KB

Accession

0001225208-15-009344

Insider Transaction Report

Form 4
Period: 2015-04-01
Transactions
  • Award

    Performance Stock Units (2015)

    2015-04-01+20,83320,833 total
    Exercise: $0.00Common Stock (31,249.5 underlying)
  • Award

    Restricted Stock Units

    2015-04-01+20,83391,291 total
    Exercise: $0.00Common Stock (20,833 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    1,276.664
  • Common Stock (phantom stock)

    (indirect: Indirect - By 401 (k) Supplemental Plan)
    4,006.838
  • Common Stock

    (indirect: By 401(k))
    2,249.622
  • Depositary Shares Representing Series A Preferred Stock

    (indirect: By Spouse)
    1,000
  • Common Stock

    87,194
Footnotes (7)
  • [F1]2,001 shares held and previously reported in the form of indirect ownership by living trust were transferred to direct ownership, thereby decreasing indirect ownership by living trust and increasing direct ownership, each by 2,001 shares.
  • [F2]Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
  • [F3]Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.
  • [F4]The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017.
  • [F5]The performance stock units will be settled in shares of common stock as of April 1, 2018, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.
  • [F6]Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
  • [F7]The restricted stock units will be settled in shares of common stock as of April 1, 2018, subject to a service and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.

Documents

1 file

Issuer

REGIONS FINANCIAL CORP

CIK 0001281761

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001281761

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 6:12 PM ET
Size
12.4 KB