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SI Financial Group, Inc. 4

Accession 0001225208-15-009462

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Apr 2, 8:00 PM ET

Accepted

Apr 3, 12:42 PM ET

Size

18.7 KB

Accession

0001225208-15-009462

Insider Transaction Report

Form 4
Period: 2015-04-01
SI Financial Group, Inc.SIFI
ALLIOD MARK D
Director
Transactions
  • Tax Payment

    Common Stock

    2015-04-02$12.11/sh−2,519$30,505→ 4,557 total
  • Exercise/Conversion

    Common Stock

    2015-04-02$11.25/sh+2,711$30,499→ 7,076 total
  • Exercise/Conversion

    Stock Options

    2015-04-01−3,010→ 2,711 total
    Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (3,010 underlying)
  • Exercise/Conversion

    Stock Options

    2015-04-02−2,711→ 0 total
    Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (2,711 underlying)
  • Tax Payment

    Common Stock

    2015-04-01$12.12/sh−2,794$33,863→ 4,365 total
  • Exercise/Conversion

    Common Stock

    2015-04-01$11.25/sh+3,010$33,863→ 7,159 total
Holdings

  • Common Stock

    (indirect: By IRA)
    250

  • Common Stock

    (indirect: By Performance Stock Award)
    937

  • Common Stock

    (indirect: By Daughter)
    1,212

  • Common Stock

    (indirect: By IRA)
    3,506

  • Common Stock

    (indirect: By Spouse)
    2,229

  • Common Stock

    (indirect: By Stock Award II)
    750

  • Stock Options

    Exercise: $13.93From: 2008-06-14Exp: 2017-06-14→ Common Stock (8,981 underlying)
    8,981
Footnotes (3)
  • [F1]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F2]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F3]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 12:42 PM ET
Size
18.7 KB
View on SEC.gov