4//SEC Filing
BROWN FORMAN CORP 4
Accession 0001225208-15-010464
$BF-ACIK 0000014693operating
Filed
Apr 27, 8:00 PM ET
Accepted
Apr 28, 12:20 PM ET
Size
19.3 KB
Accession
0001225208-15-010464
Insider Transaction Report
Form 4
Frazier Sandra
Director
Transactions
- Tax Payment
Class B Common
2015-04-24$91.66/sh−303$27,773→ 352,089 total - Exercise/Conversion
Class B Common
2015-04-24$36.40/sh+761$27,700→ 352,392 total - Exercise/Conversion
Stock Appreciation Right
2015-04-24−761→ 0 totalExercise: $36.40From: 2006-05-25Exp: 2015-04-30→ Class B Common (761 underlying)
Holdings
- 793,617(indirect: By Trust)
Class B Common
- 5,987
Stock Appreciation Right
Exercise: $33.76From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying) - 1,406,519
Class A Common
- 3,174,471(indirect: By Trust)
Class A Common
- 1,708.65
Deferred Stock Units
→ Class B Common (1,708.65 underlying) - 6,752
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying) - 4,819
Stock Appreciation Right
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying) - 5,495
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying)
Footnotes (13)
- [F1]Reflects the acquisition of additional shares of Class B common stock issued in the August 2012 stock split.
- [F10]These stock appreciation rights were previously reported as covering 4,175 shares at an exercise price of $43.72, but were adjusted to reflect the August 2012 stock split.
- [F11]These stock appreciation rights were previously reported as covering 3,398 shares at an exercise price of $57.40, but were adjusted to reflect the August 2012 stock split.
- [F12]These stock appreciation rights were previously reported as covering 3,702 shares at an exercise price of $54.58, but were adjusted to reflect the August 2012 stock split.
- [F13]These stock appreciation rights were previously reported as covering 2,980 shares at an exercise price of $56.50, but were adjusted to reflect the August 2012 stock split.
- [F2]The closing price of BF-B ($91.66) on April 23, 2015 was used to calculate the withholding obligation.
- [F3]Reflects the acquisition of 468,840 additional shares of Class A common stock issued in the August 2012 stock split.
- [F4]Reflects the acquisition of 1,058,157 additional shares of Class A common stock issued in the August 2012 stock split.
- [F5]Reflects the acquisition of of 264,539 additional shares of Class B common stock issued in the August 2012 split.
- [F6]These stock appreciation rights were previously reported as covering 470 shares at an exercise price of $58.84, but were adjusted to reflect the August 2012 stock split.
- [F7]Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
- [F8]Reflects that 514.99 additional DSUs were credited as a result of the August 2012 stock split, in addition to dividend credits.
- [F9]Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Apr 27, 8:00 PM ET
- Accepted
- Apr 28, 12:20 PM ET
- Size
- 19.3 KB