4//SEC Filing
BABSON CAPITAL CORPORATE INVESTORS 4
Accession 0001225208-15-012667
$MCICIK 0000275694other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 2:21 PM ET
Size
6.5 KB
Accession
0001225208-15-012667
Insider Transaction Report
Form 4
Clegg Bernadette
Other
Transactions
- Other
Babson Capital Non Qualified Thrift Plan
2015-05-21$16.09/sh−298.148$4,797→ 0 total→ Common Shares ("Shares of Beneficial Interest") (298.148 underlying)
Footnotes (3)
- [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F2]Babson Capital Management LLC and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Babson Capital Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Babson Capital Corporate Investors represented by the value of the Babson Capital Corporate Investors investment option under the plan held by the plan participant.
- [F3]Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Documents
Issuer
BABSON CAPITAL CORPORATE INVESTORS
CIK 0000275694
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0000275694
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 2:21 PM ET
- Size
- 6.5 KB