4//SEC Filing
LEXMARK INTERNATIONAL INC /KY/ 4
Accession 0001225208-15-013000
CIK 0001001288operating
Filed
May 28, 8:00 PM ET
Accepted
May 29, 4:06 PM ET
Size
19.6 KB
Accession
0001225208-15-013000
Insider Transaction Report
Form 4
Canning Martin S
Vice President
Transactions
- Exercise/Conversion
Class A Common Stock
2015-05-27$17.12/sh+172,000$2,944,640→ 328,664.007 total - Exercise/Conversion
Class A Common Stock
2015-05-27$33.26/sh+46,000$1,529,960→ 374,664.007 total - Sale
Class A Common Stock
2015-05-27$45.57/sh−243,000$11,074,190→ 156,664.007 total - Exercise/Conversion
Employee Stock Option
2015-05-27$33.26/sh−46,000$1,529,960→ 0 totalExercise: $33.26From: 2009-02-20Exp: 2018-02-20→ Class A Common Stock (46,000 underlying) - Exercise/Conversion
Class A Common Stock
2015-05-27$42.21/sh+25,000$1,055,250→ 399,664.007 total - Sale
Class A Common Stock
2015-05-28$46.13/sh−47,500$2,191,132→ 109,164.007 total - Sale
Class A Common Stock
2015-05-29$46.03/sh−500$23,015→ 108,664.007 total - Exercise/Conversion
Employee Stock Option
2015-05-27$17.12/sh−172,000$2,944,640→ 0 totalExercise: $17.12From: 2011-05-15Exp: 2019-05-15→ Class A Common Stock (172,000 underlying) - Exercise/Conversion
Employee Stock Option
2015-05-27$42.21/sh−25,000$1,055,250→ 0 totalExercise: $42.21From: 2008-07-26Exp: 2017-07-26→ Class A Common Stock (25,000 underlying)
Holdings
- 8.488(indirect: By 401(k))
Class A Common Stock
Footnotes (4)
- [F1]Of such shares, 182,871 shares were sold to pay the exercise price and broker fees and commissions, pursuant to a broker-assisted cashless exercise.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $45.50 to $45.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.048 to $46.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]35,779 of these securities are restricted stock units (RSUs) and earned performance-based RSUs, including associated dividend equivalent units, which have not yet vested.
Documents
Issuer
LEXMARK INTERNATIONAL INC /KY/
CIK 0001001288
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001288
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 4:06 PM ET
- Size
- 19.6 KB