LEXMARK INTERNATIONAL INC /KY/ 4

4 · LEXMARK INTERNATIONAL INC /KY/ · Filed May 29, 2015

Form 4

Period: 2015-05-27

Vice President

Transactions

Exercise/Conversion
Class A Common Stock
2015-05-27$17.12/sh+172,000$2,944,640→ 328,664.007 total
Exercise/Conversion
Class A Common Stock
2015-05-27$33.26/sh+46,000$1,529,960→ 374,664.007 total
Sale
Class A Common Stock
2015-05-27$45.57/sh−243,000$11,074,190→ 156,664.007 total
Exercise/Conversion
Employee Stock Option
2015-05-27$33.26/sh−46,000$1,529,960→ 0 total
Exercise: $33.26From: 2009-02-20Exp: 2018-02-20→ Class A Common Stock (46,000 underlying)
Exercise/Conversion
Class A Common Stock
2015-05-27$42.21/sh+25,000$1,055,250→ 399,664.007 total
Sale
Class A Common Stock
2015-05-28$46.13/sh−47,500$2,191,132→ 109,164.007 total
Sale
Class A Common Stock
2015-05-29$46.03/sh−500$23,015→ 108,664.007 total
Exercise/Conversion
Employee Stock Option
2015-05-27$17.12/sh−172,000$2,944,640→ 0 total
Exercise: $17.12From: 2011-05-15Exp: 2019-05-15→ Class A Common Stock (172,000 underlying)
Exercise/Conversion
Employee Stock Option
2015-05-27$42.21/sh−25,000$1,055,250→ 0 total
Exercise: $42.21From: 2008-07-26Exp: 2017-07-26→ Class A Common Stock (25,000 underlying)

Holdings

Footnotes (4)

[F1]Of such shares, 182,871 shares were sold to pay the exercise price and broker fees and commissions, pursuant to a broker-assisted cashless exercise.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $45.50 to $45.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.048 to $46.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]35,779 of these securities are restricted stock units (RSUs) and earned performance-based RSUs, including associated dividend equivalent units, which have not yet vested.

Documents

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