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4//SEC Filing

REGIONS FINANCIAL CORP 4

Accession 0001225208-15-013336

$RFCIK 0001281761operating
View on SEC.govCompany Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 6:05 PM ET

Size

18.0 KB

Accession

0001225208-15-013336

Insider Transaction Report

Form 4
Period: 2015-06-01
REGIONS FINANCIAL CORPRF
Rogers Cynthia M.
SEVP
Transactions
  • Tax Payment

    Common Stock

    2015-06-01$6.61/sh−423$2,796→ 146,509 total
  • Exercise/Conversion

    Restricted Stock Units

    2015-06-01−29,153→ 62,138 total
    Exercise: $0.00→ Common Stock (29,153 underlying)
  • Sale

    Common Stock

    2015-06-01$10.13/sh−9,500$96,235→ 137,009 total
  • Tax Payment

    Common Stock

    2015-06-01$9.98/sh−23,019$229,730→ 113,990 total
  • Exercise/Conversion

    Common Stock

    2015-06-01+40,085→ 117,779 total
  • Exercise/Conversion

    Common Stock

    2015-06-01+29,153→ 146,932 total
  • Exercise/Conversion

    Performance Stock Units - 2012

    2015-06-01−29,153→ 0 total
    → Common Stock (40,085.375 underlying)
Holdings

  • Depositary Shares Representing Series A Preferred Stock

    (indirect: By Spouse)
    1,000

  • Common Stock

    (indirect: By Trust)
    1,289.605

  • Common Stock (phantom stock)

    (indirect: Indirect - By 401 (k) Supplemental Plan)
    4,006.838

  • Common Stock

    (indirect: By 401(k))
    2,249.622
Footnotes (5)
  • [F1]The performance stock units vested and were settled in shares of common stock on June 1, 2015, at the conversion rate of 1.375 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2012, through December 31, 2014. For more information, please see the Current Report on Form 8-K filed by Regions Financial Corporation on May 25, 2012.
  • [F2]The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on June 1, 2015.
  • [F3]Valued as of the date that certain tax obligations became fixed in accordance with I.R.S. requirements.
  • [F4]Sale pursuant to a trading plan intended to comply with the requirements of SEC Rule 10b5-1.
  • [F5]Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.

Documents

1 file

Issuer

REGIONS FINANCIAL CORP

CIK 0001281761

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001281761

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 6:05 PM ET
Size
18.0 KB
View on SEC.gov