SCHWAB CHARLES CORP 4
4 · SCHWAB CHARLES CORP · Filed Jun 9, 2015
Insider Transaction Report
Form 4
McCool James D
EVP - Institutional Services
Transactions
- Exercise/Conversion
Common Stock
2015-06-05$19.36/sh+64,000$1,239,040→ 174,838.38 total - Sale
Common Stock
2015-06-05$33.19/sh−64,000$2,124,032→ 110,838.38 total - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-06-05−64,000→ 64,041 totalExercise: $19.36From: 2009-11-03Exp: 2018-11-03→ Common Stock (64,000 underlying)
Holdings
- 5,309.506(indirect: by ESOP)
Common Stock
- 29,442.288(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.