4//SEC Filing
SCHWAB CHARLES CORP 4
Accession 0001225208-15-013540
$SCHWCIK 0000316709operating
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 11:45 AM ET
Size
9.6 KB
Accession
0001225208-15-013540
Insider Transaction Report
Form 4
McCool James D
EVP - Institutional Services
Transactions
- Exercise/Conversion
Common Stock
2015-06-05$19.36/sh+64,000$1,239,040→ 174,838.38 total - Sale
Common Stock
2015-06-05$33.19/sh−64,000$2,124,032→ 110,838.38 total - Exercise/Conversion
Nonqualified Stock Option (right to buy)
2015-06-05−64,000→ 64,041 totalExercise: $19.36From: 2009-11-03Exp: 2018-11-03→ Common Stock (64,000 underlying)
Holdings
- 5,309.506(indirect: by ESOP)
Common Stock
- 29,442.288(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
SCHWAB CHARLES CORP
CIK 0000316709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000316709
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 11:45 AM ET
- Size
- 9.6 KB