5//SEC Filing
CARDICA INC 5
Accession 0001225208-15-016434
CIK 0001178104operating
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 6:16 PM ET
Size
8.8 KB
Accession
0001225208-15-016434
Insider Transaction Report
Form 5
CARDICA INCCRDC
YOUNGER WILLIAM H JR
Director10% Owner
Transactions
- Gift
Common Stock
2015-02-04−0→ 444,157 total(indirect: By Partnership)
Holdings
- 172,869(indirect: By Trust)
Common Stock
- 2,333
Common Stock
- 264,125(indirect: By Trust)
Common Stock
- 3,412,793(indirect: By Partnership)
Common Stock
Footnotes (5)
- [F1]Represents gift of limited partnership interest in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
- [F2]Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F3]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- [F4]Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- [F5]Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Documents
Issuer
CARDICA INC
CIK 0001178104
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001178104
Filing Metadata
- Form type
- 5
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 6:16 PM ET
- Size
- 8.8 KB