CARDICA INC 5
5 · CARDICA INC · Filed Aug 4, 2015
Insider Transaction Report
Form 5
CARDICA INCCRDC
YOUNGER WILLIAM H JR
Director10% Owner
Transactions
- Gift
Common Stock
2015-02-04−0→ 444,157 total(indirect: By Partnership)
Holdings
- 172,869(indirect: By Trust)
Common Stock
- 2,333
Common Stock
- 264,125(indirect: By Trust)
Common Stock
- 3,412,793(indirect: By Partnership)
Common Stock
Footnotes (5)
- [F1]Represents gift of limited partnership interest in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
- [F2]Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- [F3]Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- [F4]Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- [F5]Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.