RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 23, 2015
Insider Transaction Report
Form 4
Matecki Paul
Sr. VP - General Counsel
Transactions
- Gift
Common Stock
2015-11-17−100→ 33,056 total - Exercise/Conversion
Common Stock
2015-11-20+500→ 33,556 total - Exercise/Conversion
Restricted Stock Units
2015-11-20−500→ 500 totalExp: 2016-11-20→ Common Stock (500 underlying)
Holdings
- 86(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Since the date of the reporting person's last Form 4 filing reflecting common stock holdings, the reporting person has disposed of 4,200 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code, and the reporting person's ESOP account has received additional allocations under the ESOP through November 17, 2015.
- [F3]On November 20, 2014, the reporting person received a grant of 1,000 RSUs. RSUs vest 50% on 11/20/2015 and 50% on 11/20/2016.