NORTHROP GRUMMAN CORP /DE/ 4
4 · NORTHROP GRUMMAN CORP /DE/ · Filed Jan 5, 2016
Insider Transaction Report
Form 4
FAZIO VIC
Director
Transactions
- Other
Common Stock
2015-12-31$188.81/sh+258$48,713→ 36,349.418 total - Other
Common Stock
2016-01-01$188.81/sh+282$53,244→ 36,631.418 total
Footnotes (6)
- [F1]Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
- [F2]The amount represents a one-time transition grant of stock units pursuant to the Company's Northrop Grumman 2011 Long-Term Incentive Stock Plan, as amended and restated effective January 1, 2016.
- [F3]Amount includes (i) 17,403 shares of common stock (including 987.42 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 12/31/15, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 18,946 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
- [F4]Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
- [F5]The amount represents a one-time transition grant of stock units pursuant to the Company's Equity Grant Program for Non-Employee Directors under the Northrop Grumman 2011 Long-Term Incentive Stock Plan, as amended and restated effective January 1, 2016.
- [F6]Amount includes (i) 17,403 shares of common stock (including 987.42 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 1/1/16, which transactions are exempted from Section 16 and not reportable under Rule 16a-11); and (ii) 19,228 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.