EATON VANCE CORP 4
4 · EATON VANCE CORP · Filed Jan 15, 2016
Insider Transaction Report
Form 4
Perkin Edward J.
Chief Equity Inv. Officer
Transactions
- Award
Eaton Vance Corp. Non-voting Common Stock
2015-11-02$32.50/sh+303$9,847→ 51,363 total - Award
Eaton Vance Corp. Non-voting Common Stock
2016-01-14+17,820→ 96,195 total - Tax Payment
Eaton Vance Corp. Non-voting Common Stock
2016-01-14$27.75/sh−674$18,704→ 95,521 total
Holdings
- 90,320
Option (right to buy)
Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (90,320 underlying) - 18,623
Voting Trust Receipt
- 111,880
Option (right to buy)
Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (111,880 underlying) - 18,623(indirect: By Trust)
Eaton Vance Corp. Common Stock (Voting)
Footnotes (6)
- [F1]These shares were acquired under the 2013 Employee Stock Purchase Plan, which is a 16b-3 Plan.
- [F2]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
- [F3]These shares were withheld to cover the tax liability associated with a restricted stock vesting event.
- [F4]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F5]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
- [F6]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.