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NORFOLK SOUTHERN CORP 4

Accession 0001225208-16-025321

$NSCCIK 0000702165operating
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 4:20 PM ET

Size

12.8 KB

Accession

0001225208-16-025321

Insider Transaction Report

Form 4
Period: 2016-01-28
NORFOLK SOUTHERN CORPNSC
Manion Mark D
Exec. V. P. - Operations
Transactions
  • Tax Payment

    Common Stock

    2016-01-28$70.32/sh−5,781$406,520→ 32,270 total
  • Award

    Option (right to buy, granted 2016)

    2016-01-28+35,140→ 35,140 total
    Exercise: $70.32From: 2020-01-28Exp: 2026-01-27→ Common Stock (35,140 underlying)
  • Award

    Restricted Stock Units

    2016-01-28+4,270→ 4,270 total
    From: 2021-01-28Exp: 2021-01-28→ Common Stock (4,270 underlying)
  • Award

    Common Stock

    2016-01-28+15,540→ 38,051 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    6,381.134

  • Common Stock

    (indirect: By GRATs)
    30,576
Footnotes (5)
  • [F1]Respresents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan)
  • [F2]Excludes 30,576 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
  • [F3]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 28, 2016, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
  • [F4]Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).
  • [F5]Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2016, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 28, 2021.

Documents

1 file

Issuer

NORFOLK SOUTHERN CORP

CIK 0000702165

→
Entity typeoperating
IncorporatedVA

Related Parties

1
  • filerCIK 0000702165

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:20 PM ET
Size
12.8 KB
View on SEC.gov