RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 12, 2016
Insider Transaction Report
Form 4
GODBOLD FRANCIS S
DirectorVice Chairman
Transactions
- Purchase
Common Stock
2016-02-11$40.00/sh+10,000$400,000→ 213,000 total - Purchase
Common Stock
2016-02-11$40.09/sh+8,000$320,744→ 221,000 total
Holdings
- 1,497(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Reflects the weighted average purchase price. The range of prices for such transaction was $40.05 to $40.12.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 2, 2016.