4//SEC Filing
LEXMARK INTERNATIONAL INC /KY/ 4
Accession 0001225208-16-027033
CIK 0001001288operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 8:59 AM ET
Size
8.6 KB
Accession
0001225208-16-027033
Insider Transaction Report
Form 4
Patton Robert J
VP, Gen Counsel & Secretary
Transactions
- Award
Class A Common Stock
2016-02-17+12,000→ 83,144 total - Award
Class A Common Stock
2016-02-17+5,800→ 88,944 total
Holdings
- 13,701.718(indirect: By 401(k))
Class A Common Stock
Footnotes (3)
- [F1]Represents an award to the Reporting Person of an equal number of PRSUs granted pursuant to the Issuer's stock incentive plan, as approved by the Committee on February 17, 2016. On March 8, 2013, the Reporting Person was granted an opportunity to earn a maximum of 19,200 PRSUs (9,600 PRSUs at Target), subject to the achievement of the performance measure (the Company's relative return on invested capital (ROIC) measured against the ROIC of the companies in the S&P MidCap Technology Index) during the 2013-2015 performance period. The Committee reviewed and certified the business results for the PRSUs on February 17, 2016 and determined that performance at 125% of Target had been attained for the performance period. 100% of the earned PRSUs will settle on February 24, 2016.
- [F2]Represents an award to the Reporting Person of an equal number of performance-based restricted stock units (PRSUs) granted pursuant to the Issuer's stock incentive plan, as approved by the Compensation and Pension Committee of the Board of Directors (the "Committee") on February 17, 2016. On February 18, 2015, the Reporting Person was granted an opportunity to earn a maximum of 5,800 PRSUs (2,900 PRSUs at Target), subject to the achievement of the performance measure (services and software revenue) during the 2015 performance period. The Committee reviewed and certified the business results for the PRSUs on February 17, 2016 and determined that maximum attainment had been achieved for the one-year performance period. The earned PRSUs will become vested and settle in three approximately equal installments (34%, 33% and 33%) on February 24, 2016, February 24, 2017 and February 24, 2018, respectively.
- [F3]61,221 of these securities are restricted stock units and earned PRSUs, including associated dividend equivalent units, which have not yet vested.
Documents
Issuer
LEXMARK INTERNATIONAL INC /KY/
CIK 0001001288
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001288
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 8:59 AM ET
- Size
- 8.6 KB