4//SEC Filing
PHOENIX COMPANIES INC/DE 4
Accession 0001225208-16-029323
CIK 0001129633operating
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:40 PM ET
Size
10.2 KB
Accession
0001225208-16-029323
Insider Transaction Report
Form 4
Buckingham Thomas M
EVP, Prod Development & Ops
Transactions
- Award
Restricted Stock Unit (2015)
2015-05-14+2,595→ 2,595 totalExercise: $0.00→ Common (2,595 underlying)
Holdings
- 1,872.001
Common
- 970.317(indirect: By 401(k))
Common
- 779
Stock Option (Right to Buy)
Exercise: $196.80Exp: 2018-02-13→ Common (779 underlying) - 1,160
Stock Option (Right to Buy)
Exercise: $190.60Exp: 2018-03-05→ Common (1,160 underlying) - 312
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (312 underlying)
Footnotes (2)
- [F1]The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.
- [F2]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001129633
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 6:40 PM ET
- Size
- 10.2 KB