Earnings Feed
Start Free
Home/Filings/4/0001225208-16-029324
4//SEC Filing

PHOENIX COMPANIES INC/DE 4

Accession 0001225208-16-029324

CIK 0001129633operating
View on SEC.govCompany Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 6:40 PM ET

Size

13.4 KB

Accession

0001225208-16-029324

Insider Transaction Report

Form 4
Period: 2015-05-14
PHOENIX COMPANIES INC/DEPNX
Cassidy Edward W
Executive Vice President
Transactions
  • Award

    Restricted Stock Unit (2015)

    2015-05-14+2,906→ 2,906 total
    Exercise: $0.00→ Common (2,906 underlying)
Holdings

  • Common

    4,863

  • Common

    (indirect: By 401(k))
    4,938.888

  • Restricted Stock Units (Deferral)

    → Common (564.771 underlying)
    564.771

  • Stock Option (Right to Buy)

    Exercise: $250.80Exp: 2017-02-08→ Common (870 underlying)
    870

  • Stock Option (Right to Buy)

    Exercise: $196.80Exp: 2018-02-13→ Common (2,998 underlying)
    2,998

  • Stock Option (Right to Buy)

    Exercise: $190.60Exp: 2018-03-05→ Common (1,450 underlying)
    1,450

  • Stock Option (Right to Buy)

    Exercise: $56.80Exp: 2020-03-08→ Common (740 underlying)
    740
Footnotes (4)
  • [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
  • [F2]The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.
  • [F3]Pursuant to the terms of the Reporting Person's employment, the Reporting Person previously received the reported restricted stock units ("RSUs"), each RSU representing one share of stock. The underlying shares of common stock thereafter became deliverable, without consideration. Pursuant to a previous election, the Reporting Person deferred receipt of shares for the RSUs.
  • [F4]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.

Documents

1 file

Issuer

PHOENIX COMPANIES INC/DE

CIK 0001129633

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001129633

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 6:40 PM ET
Size
13.4 KB
View on SEC.gov