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4//SEC Filing

PHOENIX COMPANIES INC/DE 4

Accession 0001225208-16-029327

CIK 0001129633operating

View on SEC.gov Company Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 6:40 PM ET

Size

7.8 KB

Accession

0001225208-16-029327

Insider Transaction Report

Form 4

Period: 2015-05-14

PHOENIX COMPANIES INC/DEPNX

EVP, General Counsel & Secreta

Transactions

Award
Restricted Stock Unit (2015)
2015-05-14+2,283→ 2,283 total
Exercise: $0.00→ Common (2,283 underlying)

Holdings

Common
2,054
Common
(indirect: By 401(k))
613.193
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (430 underlying)
430

Footnotes (2)

[F1]The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.
[F2]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.

Documents

1 file

4
doc4.xmlPrimary

Issuer

PHOENIX COMPANIES INC/DE

CIK 0001129633

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001129633

Filing Metadata

Form type: 4
Filed: Mar 6, 7:00 PM ET
Accepted: Mar 7, 6:40 PM ET
Size: 7.8 KB

View on SEC.gov