PHOENIX COMPANIES INC/DE 4
4 · PHOENIX COMPANIES INC/DE · Filed Mar 7, 2016
Insider Transaction Report
Form 4
WILKOS CHRISTOPHER M
EVP, Chief Investment Officer
Transactions
- Award
Restricted Stock Unit (2015)
2015-05-14+3,425→ 3,425 totalExercise: $0.00→ Common (3,425 underlying)
Holdings
- 6,587
Common
- 1,374
Stock Option (Right to Buy)
Exercise: $196.80Exp: 2018-02-13→ Common (1,374 underlying) - 2,449.14(indirect: By 401(k))
Common
- 832
Stock Option (Right to Buy)
Exercise: $56.80Exp: 2020-03-08→ Common (832 underlying)
Footnotes (3)
- [F1]Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- [F2]The Restricted Stock Units ("RSUs") represent a portion of the Reporting Person's 2015 long-term incentive award, and each RSU represents one share of stock. The RSUs vest on the earlier of (a) December 31, 2017 or (b) a change of control.
- [F3]The options vested in approximately three equal installments on each of the first three anniversaries of the grant.