CUMMINS INC 4

4 · CUMMINS INC · Filed Mar 8, 2016

Form 4

Period: 2016-03-04

VP-Global Supp. & Mfg.

Transactions

Award
Common
2016-03-04+1,407→ 7,048.826 total
Tax Payment
Common
[F1]
2016-03-04$100.26/sh−448$44,916→ 6,600.826 total
Award
Common
[F2]
2016-03-04+42→ 943.748 total(indirect: By Spouse)
Tax Payment
Common
[F1]
2016-03-04$100.26/sh−16$1,604→ 927.748 total(indirect: By Spouse)

Holdings

Common
[F3]
(indirect: By 401(k))
1,962.36
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,210 underlying)
2,210
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (4,770 underlying)
4,770
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (3,740 underlying)
3,740
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,920 underlying)
4,920
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (980 underlying)
980
Stock Option (Right-to-Buy)
Exercise: $67.58From: 2012-06-01Exp: 2020-06-01→ Common (820 underlying)
820
Stock Option (Right-to-Buy)
Exercise: $78.58From: 2012-08-01Exp: 2020-08-01→ Common (820 underlying)
820
Stock Option (Right-to-Buy)
(indirect: By Spouse)
Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (145 underlying)
145
Stock Option (Right-to-Buy)
(indirect: By Spouse)
Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (99 underlying)
99

Footnotes (3)

[F1]Shares withheld to satisfy tax liabilities relating to earned performance shares.
[F2]Reflects 0.947 shares that had been acquired under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.
[F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Signature

/s/ Mark Sifferlen, Attorney-In-Fact|2016-03-08

Documents

1 file