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4//SEC Filing

CUMMINS INC 4

Accession 0001225208-16-031162

$CMICIK 0000026172operating
View on SEC.govCompany Profile

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 10:35 AM ET

Size

18.5 KB

Accession

0001225208-16-031162

Insider Transaction Report

Form 4
Period: 2016-04-04
CUMMINS INCCMI
Yoder Lisa M
VP-Global Supp. & Mfg.
Transactions
  • Award

    Stock Option (Right-to-Buy)

    2016-04-04+10,670→ 10,670 total
    Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (10,670 underlying)
Holdings

  • Common

    (indirect: By Spouse)
    927.748

  • Stock Option (Right-to-Buy)

    Exercise: $120.28From: 2014-04-02Exp: 2022-04-02→ Common (2,210 underlying)
    2,210

  • Stock Option (Right-to-Buy)

    Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,920 underlying)
    4,920

  • Common

    (indirect: By 401(k))
    1,962.36

  • Stock Option (Right-to-Buy)

    Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (3,740 underlying)
    3,740

  • Stock Option (Right-to-Buy)

    Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (980 underlying)
    980

  • Stock Option (Right-to-Buy)

    Exercise: $78.58From: 2012-08-01Exp: 2020-08-01→ Common (820 underlying)
    820

  • Common

    6,600.826

  • Stock Option (Right-to-Buy)

    Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (4,770 underlying)
    4,770

  • Stock Option (Right-to-Buy)

    Exercise: $67.58From: 2012-06-01Exp: 2020-06-01→ Common (820 underlying)
    820

  • Stock Option (Right-to-Buy)

    (indirect: By Spouse)
    Exercise: $119.77From: 2013-05-02Exp: 2021-05-02→ Common (99 underlying)
    99

  • Stock Option (Right-to-Buy)

    (indirect: By Spouse)
    Exercise: $111.84From: 2015-04-02Exp: 2023-04-02→ Common (145 underlying)
    145
Footnotes (1)
  • [F1]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Documents

1 file

Issuer

CUMMINS INC

CIK 0000026172

→
Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0000026172

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 10:35 AM ET
Size
18.5 KB
View on SEC.gov