Sally Beauty Holdings, Inc. 4

4 · Sally Beauty Holdings, Inc. · Filed Apr 6, 2016

Form 4

Period: 2016-04-04

SVP and CFO

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-04-04−10,000→ 10,076 total
Exercise: $5.24Exp: 2018-10-22→ Common Stock (10,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-04-04−6,000→ 6,484 total
Exercise: $19.21Exp: 2021-10-26→ Common Stock (6,000 underlying)
Exercise/Conversion
Common Stock
2016-04-04$26.30/sh+10,000$263,000→ 35,290 total
Exercise/Conversion
Common Stock
2016-04-04$19.21/sh+6,000$115,260→ 59,290 total
Exercise/Conversion
Common Stock
2016-04-04$5.24/sh+10,000$52,400→ 45,290 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-04-04−8,000→ 23,397 total
Exercise: $23.49Exp: 2022-10-29→ Common Stock (8,000 underlying)
Exercise/Conversion
Common Stock
2016-04-04$23.49/sh+8,000$187,920→ 53,290 total
Sale
Common Stock
2016-04-04$32.39/sh−34,000$1,101,399→ 25,290 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-04-04−10,000→ 76,500 total
Exercise: $26.30Exp: 2023-10-30→ Common Stock (10,000 underlying)

Footnotes (6)

[F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on March 4, 2016.
[F2]Reflects the weighted average sale price. The range of prices for these transactions was $32.15 to $32.66. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]The options vest in four equal annual installments beginning on October 21, 2009.
[F4]The options vest annually in four equal installments beginning on October 25, 2012.
[F5]The options vest annually in four equal installments beginning on October 28, 2013.
[F6]The options vest in four equal annual installments beginning on October 29, 2014.

Documents

1 file