Home/Filings/4/0001225208-16-032587
4//SEC Filing

ADT Corp 4

Accession 0001225208-16-032587

CIK 0001546640operating

Filed

May 3, 8:00 PM ET

Accepted

May 4, 5:20 PM ET

Size

21.6 KB

Accession

0001225208-16-032587

Insider Transaction Report

Form 4
Period: 2016-05-02
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-028,6650 total
    Exercise: $21.62Exp: 2019-09-30Common Stock (8,665 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0211,2880 total
    Exercise: $18.57Exp: 2018-10-06Common Stock (11,288 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0210,7570 total
    Exercise: $28.39Exp: 2021-10-11Common Stock (10,757 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0215,3310 total
    Exercise: $25.46Exp: 2017-11-18Common Stock (15,331 underlying)
  • Disposition to Issuer

    Common Stock

    2016-05-0238,0540 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0212,0210 total
    Exercise: $23.88Exp: 2020-10-11Common Stock (12,021 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0212,0900 total
    Exercise: $33.81Exp: 2025-11-12Common Stock (12,090 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2016-05-0212,7000 total
    Exercise: $35.98Exp: 2024-11-13Common Stock (12,700 underlying)
Footnotes (10)
  • [F1]On May 2, 2016, pursuant to the merger agreement, dated as of February 14, 2016 (the "Merger Agreement"), entered into by and among the Issuer, Prime Security Services Borrower, LLC, a Delaware limited liability company ("Parent"), Prime Security One MS, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Prime Security Services Parent, Inc., a Delaware corporation, and Prime Security Services TopCo Parent, L.P., a Delaware limited partnership, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. Includes 6,664 restricted stock units ("RSUs").
  • [F10]This option provided for vesting in equal increments on November 19th of 2008, 2009, 2010 and 2011.
  • [F2]Pursuant to the Merger Agreement, (a) at the effective time of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive $42.00 in cash, without interest, and (b) immediately prior to the effective time of the Merger, any vesting conditions applicable to each outstanding RSU accelerated in full, and each such unit was cancelled and the holder thereof was entitled to receive an amount in cash, without interest, equal to the product of (i) the total number of shares subject to such units immediately prior to the effective time multiplied by (ii) $42.00.
  • [F3]Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock became immediately vested and was cancelled and the holder thereof was entitled to receive an amount in cash, without interest, equal to the product of (i) the number of shares subject to such option, multiplied by (ii) the excess, if any, of $42.00 over the exercise price of the option.
  • [F4]This option provided for vesting in equal increments on October 1, 2010, 2011, 2012 and 2013.
  • [F5]This option provided for vesting in equal increments on October 7, 2009, 2010, 2011 and 2012.
  • [F6]This option provided for vesting in equal increments on October 12, 2011, 2012, 2013 and 2014.
  • [F7]This option provided for vesting in equal increments on October 12, 2012, 2013, 2014 and 2015.
  • [F8]This option provided for vesting in equal increments on November 13, 2016, 2017, 2018 and 2019.
  • [F9]This option provided for vesting in equal increments on November 14, 2015, 2016, 2017 and 2018.

Documents

1 file

Issuer

ADT Corp

CIK 0001546640

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001546640

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 5:20 PM ET
Size
21.6 KB