NORTHROP GRUMMAN CORP /DE/ 4
4 · NORTHROP GRUMMAN CORP /DE/ · Filed May 20, 2016
Insider Transaction Report
Form 4
FAZIO VIC
Director
Transactions
- Other
Common Stock
2016-05-18$214.14/sh+677$144,973→ 37,406.795 total
Footnotes (2)
- [F1]Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
- [F2]Amount includes (i) 18,235 shares of common stock (including 1,007.7948 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 03/29/16, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 19,171 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11.