|4Oct 13, 3:33 PM ET

Ottawa Bancorp Inc 4

4 · Ottawa Bancorp Inc · Filed Oct 13, 2016

Insider Transaction Report

Form 4
Period: 2016-10-11
Transactions
  • Purchase

    Common Stock

    2016-10-11$10.00/sh+2,200$22,0002,200 total(indirect: By 401(k))
  • Other

    Common Stock

    2016-10-11+1,6681,668 total(indirect: By IRA)
  • Other

    Common Stock

    2016-10-11+119119 total(indirect: By Spouse)
  • Other

    Common Stock

    2016-10-11+6,7166,716 total
  • Other

    Common Stock

    2016-10-11+3,1243,124 total(indirect: By ESOP)
  • Other

    Stock Option (Right to Buy)

    2016-10-11+15,59615,596 total
    Exercise: $3.57From: 2011-11-19Exp: 2021-11-16Common Stock (15,596 underlying)
  • Purchase

    Common Stock

    2016-10-11$10.00/sh+600$6,0007,316 total
  • Purchase

    Common Stock

    2016-10-11$10.00/sh+200$2,000200 total(indirect: By Son)
Footnotes (3)
  • [F1]Pursuant to the Plan of Conversion and Reorganization, each share of Ottawa Savings Bancorp, Inc. common stock was exchanged for 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share.
  • [F2]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Ottawa Savings Bancorp, Inc. was converted into an option to purchase 1.1921 shares of Ottawa Bancorp, Inc. common stock, rounded down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.1921 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
  • [F3]Options are fully vested and exercisable.

Documents

2 files