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EATON VANCE CORP 4

Accession 0001225208-16-041202

CIK 0000350797operating
View on SEC.govCompany Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 4:45 PM ET

Size

12.1 KB

Accession

0001225208-16-041202

Insider Transaction Report

Form 4
Period: 2016-11-02
EATON VANCE CORPEV
Perkin Edward J.
Chief Equity Inv. Officer
Transactions
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2016-11-02$34.60/sh−589$20,379→ 110,860 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2016-11-02+18,140→ 111,449 total
Holdings

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (90,320 underlying)
    90,320

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (111,880 underlying)
    111,880

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (50,260 underlying)
    50,260
Footnotes (6)
  • [F1]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
  • [F2]Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
  • [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F4]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F6]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 4:45 PM ET
Size
12.1 KB
View on SEC.gov