|4Nov 14, 3:37 PM ET

Ottawa Bancorp Inc 4

4 · Ottawa Bancorp Inc · Filed Nov 14, 2016

Insider Transaction Report

Form 4
Period: 2016-11-09
Kranov Jon
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2016-11-09$10.36/sh+22,093$228,88352,896 total
  • Tax Payment

    Common Stock

    2016-11-09$11.69/sh19,579$228,87933,317 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-11-0922,0930 total
    Exercise: $10.36From: 2007-11-21Exp: 2016-11-21Common Stock (22,093 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    6,405
  • Common Stock

    (indirect: By ESOP)
    9,723
  • Stock Option (Right to Buy)

    Exercise: $5.03From: 2011-11-17Exp: 2020-11-17Common Stock (10,397 underlying)
    10,397
Footnotes (3)
  • [F1]Represents the payment of the exercise price of the stock options through the attestation of previously owned shares.
  • [F2]The price is equal to the fair market value of the shares of common stock on the date of exercise and is used to determine the value of the shares of common stock delivered to the Issuer by attestation of previously owned shares in payment of the stock option exercise price.
  • [F3]Options are fully vested and exercisable.

Documents

1 file
  • 4
    doc4.xmlPrimary