4//SEC Filing
US BANCORP \DE\ 4
Accession 0001225208-16-041677
$USBCIK 0000036104operating
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:32 PM ET
Size
15.1 KB
Accession
0001225208-16-041677
Insider Transaction Report
Form 4
Stone Kent V.
Vice Chairman
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2016-11-09$32.70/sh+25,000$817,500→ 109,742 total - Exercise/Conversion
Common Stock, $0.01 par value
2016-11-10$32.70/sh+26,798$876,295→ 111,540 total - Sale
Common Stock, $0.01 par value
2016-11-10$47.34/sh−26,798$1,268,617→ 84,742 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-11-09−25,000→ 26,798 totalExercise: $32.70Exp: 2018-02-12→ Common Stock, $0.01 par value (25,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2016-11-10−26,798→ 0 totalExercise: $32.70Exp: 2018-02-12→ Common Stock, $0.01 par value (26,798 underlying) - Sale
Common Stock, $0.01 par value
2016-11-09$45.99/sh−25,000$1,149,750→ 84,742 total
Holdings
- 15,799(indirect: By 401(k))
Common Stock, $0.01 par value
- 24,189(indirect: By Trust)
Common Stock, $0.01 par value
Footnotes (4)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $45.95 to $46.02. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $47.34 to $47.36. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Based on a plan report dated October 31, 2016, the most recent plan report available.
- [F4]The option vested in four equal annual installments beginning on February 12, 2009.
Documents
Issuer
US BANCORP \DE\
CIK 0000036104
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000036104
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:32 PM ET
- Size
- 15.1 KB