4//SEC Filing
LEXMARK INTERNATIONAL INC /KY/ 4
Accession 0001225208-16-042386
CIK 0001001288operating
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 12:02 PM ET
Size
12.1 KB
Accession
0001225208-16-042386
Insider Transaction Report
Form 4
HOLLAND ROBERT JR
Director
Transactions
- Disposition to Issuer
Class A Common Stock
2016-11-29−57,527→ 0 total - Disposition to Issuer
Deferred Stock Units
2016-11-29−9,267→ 0 total→ Class A Common Stock (9,267 underlying) - Disposition to Issuer
Non Employee Director Stock Option
2016-11-29−10,100→ 0 totalExercise: $30.91From: 2009-04-24Exp: 2018-04-24→ Class A Common Stock (10,100 underlying) - Disposition to Issuer
Non Employee Director Stock Option
2016-11-29−4,800→ 0 totalExercise: $54.85From: 2008-04-26Exp: 2017-04-26→ Class A Common Stock (4,800 underlying)
Footnotes (4)
- [F1]Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
- [F2]Represents deferred stock units, including associated dividend equivalent units, disposed of pursuant to the Merger Agreement in exchange for $40.50 cash per share, without interest.
- [F3]Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
- [F4]Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
Documents
Issuer
LEXMARK INTERNATIONAL INC /KY/
CIK 0001001288
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001001288
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 12:02 PM ET
- Size
- 12.1 KB