Home/Filings/4/0001225208-16-042451
4//SEC Filing

LEXMARK INTERNATIONAL INC /KY/ 4

Accession 0001225208-16-042451

CIK 0001001288operating

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 1:15 PM ET

Size

8.9 KB

Accession

0001225208-16-042451

Insider Transaction Report

Form 4
Period: 2016-11-29
STROMQUIST GARY D
VP PSSD & Corp Finance
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2016-11-2929,5420 total
  • Disposition to Issuer

    Employee Stock Option

    2016-11-2914,0000 total
    Exercise: $63.11Exp: 2017-02-21Class A Common Stock (14,000 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2016-11-29703.7710 total(indirect: By 401(k))
Footnotes (2)
  • [F1]Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest and less any applicable withholding taxes.
  • [F2]Pursuant to the Merger Agreement, this option, which vested and became exercisable in three approximately equal annual installments (34%, 34% and 33%), commencing on February 21, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.

Documents

1 file

Issuer

LEXMARK INTERNATIONAL INC /KY/

CIK 0001001288

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001001288

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 1:15 PM ET
Size
8.9 KB