LEXMARK INTERNATIONAL INC /KY/ 4
4 · LEXMARK INTERNATIONAL INC /KY/ · Filed Dec 1, 2016
Insider Transaction Report
Form 4
Isbell Jeri L
VP of Human Resources
Transactions
- Disposition to Issuer
Class A Common Stock
2016-11-29−41,204→ 0 total(indirect: By Trust) - Disposition to Issuer
Class A Common Stock
2016-11-29−28,275.191→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Employee Stock Option
2016-11-29−24,000→ 0 totalExercise: $63.11Exp: 2017-02-21→ Class A Common Stock (24,000 underlying) - Disposition to Issuer
Class A Common Stock
2016-11-29−35,739→ 0 total
Footnotes (2)
- [F1]Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest and less any applicable withholding taxes.
- [F2]Pursuant to the Merger Agreement, this option, which vested and became exercisable in three approximately equal annual installments (34%, 34% and 33%), commencing on February 21, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.