Home/Filings/4/0001225208-17-000722
4//SEC Filing

UNITED TECHNOLOGIES CORP /DE/ 4

Accession 0001225208-17-000722

$RTXCIK 0000101829operating

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:36 PM ET

Size

12.0 KB

Accession

0001225208-17-000722

Insider Transaction Report

Form 4
Period: 2017-01-03
MCDONOUGH ROBERT J
President, UTC CCS
Transactions
  • Award

    Restricted Stock Units RSU

    2017-01-03$110.83/sh+7,400$820,1427,400 total
    From: 2020-01-03Common Stock (7,400 underlying)
  • Award

    Stock Appreciation Right

    2017-01-03$110.83/sh+55,000$6,095,65055,000 total
    Exercise: $110.83From: 2020-01-03Exp: 2027-01-02Common Stock (55,000 underlying)
Holdings
  • Common Stock

    11,349
Footnotes (2)
  • [F1]Each restricted stock unit (RSU), including dividend equivalents, represents a contingent right to receive one share of UTC Common Stock.
  • [F2]The reporting person was also awarded 18,300 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.

Issuer

UNITED TECHNOLOGIES CORP /DE/

CIK 0000101829

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000101829

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:36 PM ET
Size
12.0 KB