LyondellBasell Industries N.V. 4

4 · LyondellBasell Industries N.V. · Filed Feb 22, 2017

Insider Transaction Report

Form 4

Period: 2017-02-20

LyondellBasell Industries N.V.LYB

Wolf Jacquelyn H

SVP, Human Resources

Transactions

Exercise/Conversion
Class A ordinary shares
2017-02-22$89.94/sh+4,518$406,349→ 21,032 total
Exercise/Conversion
Class A ordinary shares
2017-02-22$60.51/sh+4,169$252,266→ 25,201 total
Exercise/Conversion
Class A ordinary shares
2017-02-22$85.80/sh+2,970$254,826→ 31,283 total
Sale
Class A ordinary shares
2017-02-22$94.01/sh−14,769$1,388,416→ 16,514 total
Exercise/Conversion
Opt - Stock Option
2017-02-22−4,169→ 0 total
Exercise: $60.51Exp: 2023-02-12→ Class A ordinary shares (4,169 underlying)
Exercise/Conversion
Opt - Stock Option
2017-02-22−4,518→ 2,259 total
Exercise: $89.94Exp: 2025-02-17→ Class A ordinary shares (4,518 underlying)
Exercise/Conversion
Opt - Stock Option
2017-02-22−3,112→ 6,222 total
Exercise: $77.93Exp: 2026-02-16→ Class A ordinary shares (3,112 underlying)
Exercise/Conversion
Opt - Stock Option
2017-02-22−2,970→ 0 total
Exercise: $85.80Exp: 2017-02-20→ Class A ordinary shares (2,970 underlying)
Tax Payment
Class A ordinary shares
2017-02-20$92.91/sh−441$40,973→ 16,514 total
Exercise/Conversion
Class A ordinary shares
2017-02-22$77.93/sh+3,112$242,518→ 28,313 total

Footnotes (6)

[F1]Includes 7,478 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 939 granted on September 1, 2012 vest on September 1, 2017; 2,287 granted on February 12, 2013 vest on February 12, 2018; 1,845 granted on February 17, 2015 that vest on February 17, 2018 and 2,407 granted on February 16, 2016 that vest on February 16, 2019.
[F2]This transaction was executed in multiple trades at prices ranging from $94.00 to $94.06. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 12, 2013 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.
[F4]Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 3,112 vested on February 16, 2017; 3,111 vest on February 16, 2018 and 3,111 vest on February 16, 2019.
[F5]Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 17, 2015.
[F6]Granted pursuant to the issuer's long-term incentive plan. The option was originally granted on February 20, 2014 and vested in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant.

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