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4//SEC Filing

PFIZER INC 4

Accession 0001225208-17-004777

$PFECIK 0000078003operating
View on SEC.govCompany Profile

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 6:30 PM ET

Size

14.6 KB

Accession

0001225208-17-004777

Insider Transaction Report

Form 4
Period: 2017-02-23
PFIZER INCPFE
LUND-JURGENSEN KIRSTEN
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-23$21.03/sh+21,238$446,635→ 33,848 total
  • Tax Payment

    Common Stock

    2017-02-23$34.06/sh−3,837$130,688→ 30,011 total
  • Tax Payment

    Common Stock

    2017-02-23$32.49/sh−10,282$334,062→ 19,729 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2017-02-23−21,238→ 0 total
    Exercise: $21.03From: 2017-02-23Exp: 2017-02-23→ Common Stock (21,238 underlying)
  • Award

    Stock Appreciation Rights

    2017-02-23+32,468→ 32,468 total
    Exercise: $34.06From: 2022-02-23Exp: 2022-02-23→ Common Stock (32,468 underlying)
  • Award

    Stock Appreciation Rights

    2017-02-23+26,954→ 26,954 total
    Exercise: $34.06From: 2024-02-23Exp: 2024-02-23→ Common Stock (26,954 underlying)
Footnotes (6)
  • [F1]The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).
  • [F2]The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.
  • [F3]The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).
  • [F4]Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.
  • [F5]The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.
  • [F6]The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Documents

1 file

Issuer

PFIZER INC

CIK 0000078003

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000078003

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 6:30 PM ET
Size
14.6 KB
View on SEC.gov