CUMMINS INC 4
4 · CUMMINS INC · Filed Mar 8, 2017
Insider Transaction Report
Form 4
CUMMINS INCCMI
Ewald Thaddeus B
VP - Corporate Strategy
Transactions
- Award
Common
2017-03-06+462→ 3,543.932 total - Tax Payment
Common
2017-03-06$152.85/sh−174$26,596→ 3,369.932 total
Holdings
- 1,723.7(indirect: By 401(k))
Common
- 1,290
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2015-04-02Exp: 2022-04-02→ Common (1,290 underlying) - 10,670
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (10,670 underlying) - 980
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2014-05-02Exp: 2021-05-02→ Common (980 underlying) - 4,470
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,470 underlying) - 1,600
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (1,600 underlying) - 1,910
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2016-04-02Exp: 2023-04-02→ Common (1,910 underlying)
Footnotes (3)
- [F1]Includes 27.783 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
- [F2]Shares withheld to satisfy tax liabilities relating to earned performance shares.
- [F3]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.