CUMMINS INC 4
4 · CUMMINS INC · Filed May 3, 2017
Insider Transaction Report
Form 4
CUMMINS INCCMI
Ewald Thaddeus B
VP - Corporate Strategy
Transactions
- Award
Stock Option (Right-to-Buy)
2017-05-01+7,500→ 7,500 totalExercise: $149.72From: 2020-04-03Exp: 2027-04-03→ Common (7,500 underlying)
Holdings
- 3,382.293
Common
- 1,290
Stock Option (Right-to-Buy)
Exercise: $120.28From: 2015-04-02Exp: 2022-04-02→ Common (1,290 underlying) - 1,600
Stock Option (Right-to-Buy)
Exercise: $149.34From: 2017-04-02Exp: 2024-04-02→ Common (1,600 underlying) - 10,670
Stock Option (Right-to-Buy)
Exercise: $109.09From: 2019-04-04Exp: 2026-04-04→ Common (10,670 underlying) - 1,723.7(indirect: By 401(k))
Common
- 1,910
Stock Option (Right-to-Buy)
Exercise: $111.84From: 2016-04-02Exp: 2023-04-02→ Common (1,910 underlying) - 980
Stock Option (Right-to-Buy)
Exercise: $119.77From: 2014-05-02Exp: 2021-05-02→ Common (980 underlying) - 4,470
Stock Option (Right-to-Buy)
Exercise: $136.82From: 2018-04-02Exp: 2025-04-02→ Common (4,470 underlying)
Footnotes (2)
- [F1]Includes 12.361 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.