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BEALE JEFFREY P 4

Accession 0001225208-17-012617

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 10:51 AM ET

Size

26.8 KB

Accession

0001225208-17-012617

Insider Transaction Report

Form 4
Period: 2017-07-13
EATON VANCE CORPEV
BEALE JEFFREY P
Chief Administrative Officer
Transactions
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2016-11-01$31.21/sh+360$11,236→ 343,509.32 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2017-07-13$48.30/sh−39,343$1,900,216→ 345,959.32 total
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2016-12-14−5,000→ 345,601.32 total
  • Exercise/Conversion

    Eaton Vance Corp. Non-voting Common Stock

    2017-07-13$47.23/sh+39,343$1,858,190→ 385,302.32 total
  • Exercise/Conversion

    Option (right to buy)

    2017-07-13−39,343→ 0 total
    Exercise: $47.23Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (39,343 underlying)
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2017-05-01$31.36/sh+358$11,225→ 345,959.32 total
Holdings

  • Option (right to buy)

    Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (47,089 underlying)
    47,089

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (52,320 underlying)
    52,320

  • Voting Trust Receipt

    29,389

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    29,389

  • Option (right to buy)

    Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (39,651 underlying)
    39,651

  • Option (right to buy)

    Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (44,999 underlying)
    44,999

  • Option (right to buy)

    Exercise: $28.68Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (31,987 underlying)
    31,987

  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (52,560 underlying)
    52,560

  • Option (right to buy)

    Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (35,410 underlying)
    35,410

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (57,460 underlying)
    57,460

  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (35,860 underlying)
    35,860
Footnotes (12)
  • [F1]These shares were acquired under the 2013 Nonqualified Employee Stock Purchase plan, which is a 16b-3 Plan.
  • [F10]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F11]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F12]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F2]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F3]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F4]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
  • [F6]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  • [F7]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F8]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  • [F9]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001225358

Filing Metadata

Form type
4
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 10:51 AM ET
Size
26.8 KB
View on SEC.gov