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4//SEC Filing

CARPENTER JAMES J 4

Accession 0001225208-17-014379

CIK 0000910073other

Filed

Aug 27, 8:00 PM ET

Accepted

Aug 28, 10:01 AM ET

Size

14.5 KB

Accession

0001225208-17-014379

Insider Transaction Report

Form 4
Period: 2017-08-18
CARPENTER JAMES J
Sr.EVP & Chief Lending Officer
Transactions
  • Other

    Common Stock

    2017-08-18$12.00/sh+185$2,22013,230 total(indirect: By 401(k))
Holdings
  • Common Stock

    (indirect: By Stock Award IX)
    35,778
  • Common Stock

    (indirect: By Stock Award VII)
    11,323
  • Common Stock

    (indirect: By ESOP)
    41,188
  • Common Stock

    (indirect: By Stock Award X)
    55,448
  • Common Stock

    376,366
  • Common Stock

    (indirect: By IRA)
    16,166
  • Common Stock

    (indirect: By Stock Award VIII)
    22,112
  • Common Stock

    (indirect: By Stock Award XI)
    69,734
Footnotes (6)
  • [F1]This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  • [F2]The remaining 35,778 shares, granted under Stock Award IX on March 19, 2015 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 19, 2018.
  • [F3]The remaining 11,323 shares, granted under Stock Award VII on March 19, 2013 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 19, 2018.
  • [F4]The remaining 22,112 shares, granted under Stock Award VIII on March 18, 2014 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 18, 2018.
  • [F5]The remaining 55,448 shares, granted under Stock Award X on March 16, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 16, 2018.
  • [F6]As authorized under a plan approved by the Board of Directors in March 2017, 69,734 shares granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan will vest in five approximately equal annual installments commencing on March 29, 2018.

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother

Related Parties

1
  • filerCIK 0001316829

Filing Metadata

Form type
4
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 10:01 AM ET
Size
14.5 KB